Asset management is becoming ever more complex. To succeed in a fierce competitive environment you will need specialised skills in Risk Management, Compliance and IT. We bring together these skills in an intelligent way and make them available to you as and when you need them. The following examples show exactly how you as an asset manager can benefit from the skills of our experts.<\/p>\n[\/spb_text_block] [\/spb_row] [blank_spacer height=”0px” spacer_id=”on-boarding” width=”1\/1″ el_position=”first last”] [spb_row wrap_type=”content-width” row_bg_type=”color” color_row_height=”content-height” bg_type=”cover” parallax_image_height=”content-height” parallax_image_movement=”fixed” parallax_image_speed=”0.5″ parallax_video_height=”window-height” parallax_video_overlay=”none” row_overlay_opacity=”0″ row_padding_vertical=”0″ row_padding_horizontal=”0″ row_margin_vertical=”0″ remove_element_spacing=”no” inner_column_height=”col-natural” row_el_class=”sc-row_gray” width=”1\/1″ el_position=”first last”] [spb_text_block pb_margin_bottom=”no” pb_border_bottom=”no” el_class=”col-lg-8 col-lg-offset-2″ width=”1\/1″ el_position=”first last”]\n
We will provide you with a powerful IT platform with which to manage your client and portfolio data. It combines portfolio management and CRM features, and it supports you with workflows and keeps you up to date, including when you are on the move. The platform also has interfaces to all of the well-known custodian banks. To ensure that you can work smoothly and efficiently from the outset, we will set up the platform for you and do all of the implementation work right away.<\/p>\n[\/spb_text_block] [spb_text_block pb_margin_bottom=”no” pb_border_bottom=”no” width=”1\/1″ el_position=”first last”]\n
More efficiency with our comprehensive and integrated platform for customer relationship management (CRM) and portfolio management<\/strong><\/p>\n[\/spb_text_block] [spb_tabs width=”2\/3″ el_position=”first”] [spb_tab title=”Initial situation” icon=”” id=””] [spb_text_block pb_margin_bottom=”no” pb_border_bottom=”no” width=”1\/1″ el_position=”first last”]\n As a Swiss asset manager, you look after a large number of individual asset management and investment consulting clients \u2013 some of them perhaps even via a unit abroad. Your clients hold accounts at different custodian banks, which means you receive data relating to transactions and positions from a variety of sources. On top of all that, your previous system needs replacing \u2013 but without any interruptions. Imminent regulatory changes need to be included in the new system\u2019s functions as required and as legally needed.<\/p>\n[\/spb_text_block] [\/spb_tab] [spb_tab title=”Our services ” icon=”” id=””] [spb_text_block pb_margin_bottom=”no” pb_border_bottom=”no” width=”1\/1″ el_position=”first last”]\n SwissComply offers you a comprehensive and integrated platform for customer relationship management and portfolio management, with the following primary functions:<\/p>\n Our platform \u2013 your solution:<\/p>\n Dr. Ulrich Schilling<\/p>\nContact<\/span><\/a>\n[\/spb_text_block] [\/spb_column] [spb_column col_el_class=”_col-sm-4 hidden-lg hidden-xs” width=”1\/6″ el_position=”last”] [spb_single_image image=”793″ image_size=”full” frame=”noframe” intro_animation=”none” full_width=”no” lightbox=”no” link_target=”_self” width=”1\/1″ el_position=”first last”] [spb_text_block pb_margin_bottom=”no” pb_border_bottom=”no” width=”1\/1″ el_position=”first last”]\n Dr. Ulrich Schilling<\/p>\nContact<\/span><\/a>\n[\/spb_text_block] [\/spb_column] [spb_text_block pb_margin_bottom=”no” pb_border_bottom=”no” width=”1\/1″ el_position=”first last”]\n If you manage collective investment schemes as an asset manager based in Switzerland, you will need approval from the Swiss Financial Market Authority (FINMA). We have lots of experience and have successfully completed a large number of approval applications. Our chief auditors ensure the regulatory compliance of our clients on a daily basis. This means we are ideally equipped to help you successfully submit your application to FINMA as an asset manager of collective investment schemes.<\/p>\n[\/spb_text_block] [spb_text_block pb_margin_bottom=”no” pb_border_bottom=”no” width=”1\/1″ el_position=”first last”]\n How to easily obtain KAG approval from FINMA <\/strong><\/p>\n[\/spb_text_block] [spb_tabs width=”2\/3″ el_position=”first”] [spb_tab title=”Initial situation” icon=”” id=””] [spb_text_block pb_margin_bottom=”no” pb_border_bottom=”no” width=”1\/1″ el_position=”first last”]\n As a Swiss asset manager, you manage foreign collective investment schemes whose investors are categorised as qualified investors under the Swiss Collective Investment Schemes Act (Kollektivanlagengesetz<\/em>, KAG), and whose total AuM (taking leverage effects into account) do not exceed CHF 100 million. But because you have been so successful, it is now likely that the assets you manage in collective investment schemes will exceed the 100 million AuM mark. As a result you need to apply as quickly as possible to FINMA for approval as an asset manager of collective investment schemes. And this involves knowing and fulfilling a lot of different laws and requirements.<\/p>\n[\/spb_text_block] [\/spb_tab] [spb_tab title=”Our services” icon=”” id=””] [spb_text_block pb_margin_bottom=”no” pb_border_bottom=”no” width=”1\/1″ el_position=”first last”]\n As a specialist in the FINMA application process, SwissComply can help you as follows:<\/p>\n We will gladly assist you in applying for other FINMA licences (as a fund management company, limited partnership for collective investment schemes [Kommanditgesellschaft f\u00fcr kollektive Kapitalanlagen<\/em> \u2013 KGK], distributor, representative, bank, securities broker).<\/p>\n[\/spb_text_block] [\/spb_tab] [spb_tab title=”Key facts” icon=”” id=””] [spb_text_block pb_margin_bottom=”no” pb_border_bottom=”no” width=”1\/1″ el_position=”first last”]\n Our chief auditors \u2013 your consultants:<\/p>\n Kaspar Wohnlich <\/p>\n <\/p>\n[\/spb_text_block] [\/spb_column] [spb_column col_el_class=”_col-sm-4 hidden-lg hidden-xs” width=”1\/6″ el_position=”last”] [spb_single_image image=”792″ image_size=”full” frame=”noframe” intro_animation=”none” full_width=”no” lightbox=”no” link_target=”_self” width=”1\/1″ el_position=”first last”] [spb_text_block pb_margin_bottom=”no” pb_border_bottom=”no” width=”1\/1″ el_position=”first last”]\n\n
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\n[\/spb_text_block] [spb_text_block pb_margin_bottom=”no” pb_border_bottom=”no” el_class=”col-lg-8 col-lg-offset-2″ width=”1\/1″ el_position=”first last”]\n\u201eSwissComply\u2019s IT platform is widely accepted by client consultants because it is easy and logical to operate and it combines client data with portfolio data. The switch made our client documentation more efficient and more uniform, and made our processes much more effective.\u201d
\n<\/blockquote>\n[\/spb_text_block] [\/spb_row] [blank_spacer height=”0px” spacer_id=”finma” width=”1\/1″ el_position=”first last”] [spb_row wrap_type=”content-width” row_bg_type=”color” color_row_height=”content-height” bg_type=”cover” parallax_image_height=”content-height” parallax_image_movement=”fixed” parallax_image_speed=”0.5″ parallax_video_height=”window-height” parallax_video_overlay=”none” row_overlay_opacity=”0″ row_padding_vertical=”0″ row_padding_horizontal=”0″ row_margin_vertical=”0″ remove_element_spacing=”no” inner_column_height=”col-natural” width=”1\/1″ el_position=”first last”] [spb_text_block pb_margin_bottom=”no” pb_border_bottom=”no” el_class=”col-lg-8 col-lg-offset-2″ width=”1\/1″ el_position=”first last”]\nFINMA approval<\/h1>\n
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\nCEO<\/p>\nContact<\/span><\/a>\n